April, 2011 - SUPPORT Summary of a systematic review | print this article |

Which interventions increase the recruitment and retention of health workers practising in under-served and rural areas?

Shortages of health workers in many geographic regions (especially in under-served and rural areas) challenge equitable healthcare delivery and pose an important obstacle to the achievement of the Millenium Development Goals.

 

Key messages

  • There is limited empirical evidence supporting the value of interventions to improve the recruitment or retention of health workers in under-served areas
  • Health professionals from rural backgrounds may be more likely to practise in rural areas
  • Exposure to clinical rotations in rural settings may influence the subsequent intention of medical students to work in under-served areas
  • Financial incentive programmes may increase the supply of health workers in under-served areas

Background

There is an imbalance in the distribution of health workers between under-served and well-served areas in most parts of the world, with most practising in urban rather than rural areas. Fewer healthcare professionals work in under-served rural and urban communities. The reasons for this include: the more demanding working conditions, the use of substandard medical equipment and facilities, inadequate financial remuneration, inadequate opportunities for personal and professional growth, safety concerns, a lack of job opportunities for spouses, and the limited educational opportunities available to children. Addressing the maldistribution of health workers is critical in order to ensure that greater equity (health for all) is achieved and that the Millenium Development Goals are fulfilled/met.

This summary addresses the effects of different interventions to in-crease the number of health workers practising in rural and other under-served areas in low- and middle-income countries. It summarises a broad review of interventions designed to increase the proportion of health professionals practising in under-served communities. It also summarises a more focused review of the financial incentives used to promote the return of health workers to under-served areas.



About the systematic review underlying this summary

Review Objectives: To assess the effectiveness of interventions to increase the proportion of healthcare professionals working in rural and other under-served communities
/ What the review authors searched for What the review authors found
Interventions Any intervention to increase the recruit-ment or retention of health workers in un-der-served areas. RCTs, controlled trials, controlled before-and-after studies and interrupted time series were included No studies met the inclusion criteria of the review
Participants

All qualified healthcare professionals of any cadre or specialty


Settings Not specified

 

Outcomes

Recruitment of health workers: the proportion of health workers who initially choose to work in rural or urban under-served communities as a result of being exposed to the intervention. Retention: the proportion of healthcare professionals who continue to work in rural or urban underserved communities as a consequence of the intervention

Most studies were descriptive questionnaire-driven surveys, and few were prospective intervention studies. Most studies reported multiple effect measures and many did not specify a primary outcome

Date of most recent search: July 2007
Limitations: This is a good quality systematic review with only minor limitations

 

Review Objectives: To assess the effectiveness of financial incentives for the return of health workers to under-served areas.
/ What the review authors searched for What the review authors found
Interventions Any study evaluating the effects of financial incentives for the return of health workers to under-served areas

43 observational studies met the inclusion criteria of the review

Participants

All qualified healthcare professionals of any cadre or specialty

 

Settings High- and middle-income countries

43 studies conducted in the United States of America (USA) (34), Japan (5), Canada (2),New Zealand (1) and South Africa (1)

Outcomes

Recruitment of health workers
Retention of health workers
Participant satisfaction
Family satisfaction

Results: Recruitment (14 studies), retention (17 studies), participants satisfaction (9 studies)
Effects: Retention (7 studies), participant satisfaction (2 studies)

Date of most recent search: February 2009
Limitations: This is a good quality systematic review with only minor limitations

Grobler LA, Marais BJ, Mabunda S, Marindi P, Reuter H, Volmink J. Interventions for increasing the proportion of health professionals practising in under-served communities. Cochrane Database of Systematic Reviews 2009, Issue 1.
See in Cochrane Library

 

Till Bärnighausen and David E Bloom. Financial incentives for return of service in underserved areas: A systematic review. BMC Health Services Research 2009, 9:86. See in Publisher Site

Summary of findings

1) Interventions to increase the proportion of health professionals practising in under-served communities

No studies met the inclusion criteria of the review. 90 studies were identified that did not meet the study design criteria of the review but were relevant to the review question. The main findings from these are summarised in the table below. This table, with minor modifications, is from the original report and is used with the permission of the review authors.

Intervention
Main findings
Comments

STUDENT SELECTION

   
Geographic origin
Students of rural origin are more likely to practise in a rural setting
This single factor most strongly associated with rural practice. Background of spouse seems equally important
Ethnicity
Students from ‘under-served’ populations are more likely to practise in these same communities
Documented in only one study that evaluated mostly under-served inner-city populations, no association with rural practice per se
Gender Students whose intent at study entry is to practise rural medicine are more likely to do so May change if more accommodating conditions are created for women. Important to have female rural doctors in culturally sensitive settings
Career intent Students whose intent at study entry is to practise rural medicine are more likely to do so Independent predictor of rural practice in the PSAP*, but 60% of rural doctors in the USA reported no such career intent initially
Service orientation Students who report involvement in volunteer activities are more likely to practise rural medicine Observation at the University of North Carolina (USA) that such students are more likely to become generalists, but no evidence of [a commitment to?] rural practice
Undergraduate    
Curriculum content Emphasising the importance of rural health issues may influence medical students to consider practising in rural areas

No evidence that the content of the undergraduate curriculum influences the decision to enter rural practice

Rural exposure Clinical rotations in a rural setting may influence medical students to consider rural practice Actual clinical exposure (immersion) seems most important, although the perceived impact of rural rotations may be biased by self-selection
Postgraduate    
Generalist fellowships The availability of generalist fellowships encourages more doctors to enter into rural practice Rural health specialists and family physicians are more likely to enter rural practice, but there is no evidence that the creation/availability of these specialities actually reduces the rural-urban maldistribution
 

Undergraduate students from medical schools that offer generalist fellowships are more likely to become rural doctors

Many potential confounders, impossible to assess the strength of the evidence in the absence of multivariate analysis
Location Students from medical schools located in rural areas are more likely to practise in a rural setting Rural placement may be a surrogate of various other factors. However, there is fairly strong evidence that rural medical schools do produce more rural doctors

Registration requirement

 

Requiring recently qualified doctors to perform ‘community service’ in a rural area reduces maldistribution
Forced ‘community service’ addresses short-term recruitment, but there is concern that it may alienate people from the profession and from long-term rural practice

Pre-requisite for specialisation

Requiring doctors to spend a minimum number of years in a rural area in order to specialise reduces maldistribution
Applied in many developing countries, but criticised in Indonesia for attracting the ‘wrong type’ of doctor to rural areas and for reducing the return on investment placed in specialised training

International recruitment

Recruiting foreign doctors, and limiting them to rural practice reduces maldistribution Foreign recruitment is widely practised. It offers a short-term solution for those countries importing doctors. However, it often results in a shortage of health professionals in the exporting country which may worsen global distribution imbalances.
FINANCIAL INCENTIVES    
Bursaries/scholarships Providing scholarships with enforceable rural service agreements encourages rural practice Variable experience in different countries. The WHO concluded in a report that these policies have little influence on the geographic distribution of health professionals
Financial compensation Providing direct financial incentives encourages rural practice In Canada, allowing higher fees in rural areas had a positive influence on general practitioner distribution. Reports from most developing countries are not positive
SUPPORT    
Continuous Professional development Providing sufficient opportunities for professional support encourages rural practice

Only questionnaire-based surveys
No quantitative results from an actual intervention

Specialist outreach support Providing specialist outreach and support encourages rural practice  
Personal issues Providing sufficient personal support encourages rural practice

Only questionnaire-based surveys
No quantitative results from an actual intervention

Time-off Providing back-up to allow free time during holidays and weekends encourages rural practice  

 

2) Financial incentives for return to service in under-served areas

43 observational studies investigated financial incentive programmes for return to service in under-served areas. The studies were conducted in the USA (34), Japan (5), Canada (2), New Zealand (1) and South Africa (1).

  • The evidence suggests that financial incentive programmes may lead to increases in the number of health workers practising in under-served areas
  • This evidence is of “low quality” according to the GRADE classification of the quality of evidence from primary studies. This is because all the studies included in the systematic review were observational. Randomised controlled trials could substantially improve the quality of the evidence

However, these findings are mostly from high-income countries and are not consistent with the findings of the first systematic review summarised in this study. Reports from most low- and middle-income countries are not positive.

Financial incentives

Patient or population: Health workers
Settings
: High- and middle-income countries
Intervention
: Financial incentives
Comparison
: Not specified
Outcomes Impact

Number of participants 
(studies)

Quality of the evidence 
(GRADE)

Recruitment

Recruitment proportion varied between 33% and 100% across programme participants who remained in under-served areas

(14 studies)

Retention

The proportion of programme participants who remained in under-served areas after completing their obligation ranged between 12% and 90%

(24 studies)

Participant satisfaction There were too few studies so strong generalised inferences could not be drawn (9 studies)
Family satisfaction There were too few studies so strong generalised inferences could not be drawn (3 studies)
GRADE: GRADE Working Group grades of evidence (see above and last page)

Relevance of the review for low-income countries

Findings Interpretation*
APPLICABILITY
  • No RCTs were identified. The observational or questionaire-based studies discussed in the reviews were carried out in various settings, including high-, middle- and low-income countries. The results suggest that some interventions could have positive effects on the recruitment and retention of health workers in under-served areas. However, these findings require further rigorous evaluation
  • Economic and cultural differences, differences between health system structures, and differences in state and educational institutional capacity to regulate and manage various types of interventions may limit the applicability of findings to low- and middle-income countries
EQUITY
  • The studies included did not explicitly provide data regarding the differential effects of the interventions on disadvantaged populations. However, all the studies were concerned with improving the availability of health workers in disadvantaged populations
  • Increasing the number of health workers is probably a necessary but insufficient condition for reducing inequity. High-income countries often have health inequities despite having sufficient health workers
ECONOMIC CONSIDERATIONS
  • The studies discussed in the review did not provide sufficient data to determine the cost of the different interventions
  • Research is needed to identify the most cost-effective strategies
MONITORING & EVALUATION
  • The main finding of this review is that there is currently no rigorous scientific evidence to support any of the numerous interventions implemented to address health professional shortages in under-served communities

  • Consideration should be given to undertaking rigourous evaluations of any interventions used in view of uncertainties about their applicability and efficiency

*Judgements made by the authors of this summary, not necessarily those of the review authors, based on the findings of the review and consultation with researchers and policymakers in low- and middle-income countries. For additional details about how these judgements were made see: http://www.support-collaboration.org/summaries/methods.htm

Additional information

Related literature

Lehmann U, Dieleman M, Martineau T. Staffing remote rural areas in middle- and low-income countries: A literature review of attraction and retention. BMC Health Services Research 2008, 8:19.

 

Willis-Shattuck M, Bidwell P, Thomas S, Wyness L, Blaauw D and Ditlopo P. Motivation and retention of health workers in developing countries: a systematic review. BMC Health Services Research 2008, 8:247.

 

Wilson NW, Couper ID, De Vries E, Reid S, Fish T, Marais BJ. A critical review of interventions to redress the inequitable distribution of healthcare professionals to rural and remote areas. Rural and Remote Health 9: 1060. (Online), 2009.

 

World Health Organization. Increasing access to health workers in remote and rural areas through improved retention: Global policy recommendations. Geneva: World Health Organization, 2010. http://www.who.int/hrh/retention/guidelines/en/index.html

 

Bärnighausen T, Bloom DE (2009). Designing financial-incentive programs for return of service in under-served areas: seven management functions. Human Resources for Health, 7(1): 52.

 

This summary was prepared by

Charles I. Okwundu, Faculty of Health Sciences Stellenbosch University, South Africa

 

Conflict of interest

None. For details, see: Conflicts of Interest

 

Acknowledgements

This summary has been peer reviewed by: Liesl Nicol, South Africa; Till Bärnighausen, USA; Elie Akl, USA

 

This summary should be cited as

Okwundu CI. Which interventions increase the recruitment and retention of health workers practising in under-served and rural areas? A SUPPORT Summary of a systematic review. April 2011.



Comments